Job Details

Job
Location
Compliance Executive - Malta
Job ID: 4973
Job Type:
Region:
Permanent
Malta

Job description: The chosen candidate will be reporting to the responsible Partner through the Senior Compliance Manager and will form part of a Compliance Specialists Team, engaged in the provision of advisory services to clients. This Department is responsible or providing specialised services in the field of AML/CFT, GDPR and regulatory compliance.
 
Responsibilities:
 
  • Contributing to the advisory work provided by the Risk & Compliance department in financial crime and GDPR compliance, including the carrying out of process audits, gap analyses, simulated on-site inspections, the drafting and/or review of policies and procedures, the drafting and/or review of staff manuals, assistance with the drawing up and implementation of remediation plans, ongoing technical and operational assistance to MLROs, DPOs and Compliance Officers and the carrying out of AML/CFT risk assessments.
  • Participating in off-site projects undertaken at clients of the company
  • Carrying out internal and external reviews of the adequacy of policies and procedures and their implementation, and the drawing up of remediation plans.
  • Assisting in the management of the coordination of regulatory examinations.
  • Development and management of systems adopted by the department, ensuring their effectiveness and efficiency.
  • AML/CFT training to employees of other entities within the company that are subject persons and clients of the Group.
  • Providing internal support to the entities within the Group in the development of procedures and the application of those procedures, including the review of customer due diligence files and the provision of guidance and advice.
  • Assistance to the MLROs of the different entities within the Group with the fulfilment of their obligations, including the collection of information in respect of suspicious transactions and the reporting of such transactions to the authorities.
 
Requirements
 
  • Previous experience is a similar role, at least 2 years of experience, and backed up with relevant qualifications
  • Fluent level of English
  • Good Communication skills
  • Good Analytical skills
 
If interested, kindly get in touch with Joelle Abela via email on joelle@spotonconnections.com or give us a call on 27204519