Compliance Officer Job ID: 1308

Job Details:
 
COMPLIANCE OFFICER
 
Overview of Role
 
The Primary responsibility of the Compliance Officer is taking ownership of consumer and business screening processes. This work involves carrying out much of the screening itself, putting in place improvements to process, systems and documentation (including assistance with the MLRO annual report) plus training others as required.
 
Additional responsibilities include defining new AML reports to identify “deeper” patterns of concern, work to cover compliance risks of new products.
 
This job encompasses dealing with most of the risks, initially in a hands-on manual manner to be followed by automation of those areas as deemed appropriate. Processes will need to be written to cover all of these new risks.
 
Responsibilities:
  • Client approval- Conducting necessary KYC/B, Sanction and PEP checks, Risk assessments and compiling a program overview for all of our corporate and consumer clients
  • Handling of reporting suspicious activity to the necessary authorities
  • Internal and External statistic reporting
  • Reviewing of client marketing collateral
  • Handling of the compliance monitoring program
  • Training all employees in AML, ABC and Whistleblowing
  • Assisting in external investigations 
Requirements:
  • Some knowledge of EU AML regulations (preferably UK)
  • Skilled in data analysis, particularly of Excel lists and pivot tables.
  • Strong verbal and written communication skills are required.
  • 3+ years’ experience in a Compliance/AML role;
  • Ability to work effectively and diligently on own initiative and within a team environment
  • Excellent attention to detail
  • Ability to think outside the box.
  • Internet savvy and highly conversant with search engines and advanced search techniques. 
If you are interested in this position kindly forward your CV to Nuria de la Fuente on  [email protected]
 
 
 
 
 
 

Country: Malta
Region: Any Region
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