COMPLIANCE AND RISK MANAGER Job ID: 594
|
Job Details:
Reporting to: Managing Director Summary of Role: Overseeing of the Compliance Department. Primary Responsibilities • Upload client application forms and information onto the Company’s database via a document Management system. • Maintain client data within a primary management information system. • Review of exception reports for unusal transactions, changes to client risk ratings and the like; • Provide guidance and training to staff on regulatory matters and internal policies and procedure • Continual risk assessment of company practices • Undertake, manage and investigate incidents, or as directed by the Directors. • Update the compliance manual in accordance with changes in legislation, regulations and company procedure as required; • Serve as liaison for and correspond with the MFSA on regulatory and licensing matters and assisting with the preparation and submission of regulatory reports; • Provision of management information on regulatory, compliance issues and complaints. • Ensuring that complaints are responded to and dealt with in an efficient and professional manner. • Maintain a Breach and High Risk register. • Keep up to date with relevant laws, regulations, guidelines and news relevant to the role and to ensure adequate personal training is undertaken; • Organise the ongoing identification, documentation, management and communication of company compliance • Advise the Directors on relevant compliance rules, legislation, standards, recommendations and practices • Monitoring and testing compliance with compliance law and regulations • Develop and maintain a good relationship with the regulator • Reporting to the Malta Board as standard, Group Risk Office on occasion and with access to the CEO or Group Risk Office where necessary. • Any ad-hoc duties as assigned by the Directors. Core Competencies: • Numerate • Literate • Computer literate • Ability to interact effectively with clients at all levels Knowledge and Skills • A degree preferably in risk management or in a finance related subject. • Six years experience in a similar role. • Familiar with the main office productivity software • Experience of office environment • Attentive to detail • Ability to set own deadlines and work accurately to tight deadlines for self and potential reportees If you are interested or know of someone that could be, kindly forward your CV in a word format to Donna Bonello on [email protected] or call on +356 27 204 518 for further information. |
|
Country: Malta Region: Any Region |
|
Apply for this Job
Already Registered Log In |