Compliance Officer Job ID: 263

Job Details:
 
COMPLIANCE OFFICER
 
The company offers a full range of services including Independent Investment Advice, Live Online Trading, Fund Services, Investment Management Services & Discretionary Portfolio services amongst others.
 
The role:
 
The company is seeking a Compliance Officer to manage the compliance operation of the Group of Companies, including activities in Investment Services and Fund Services.
 
The chosen candidate will also act as MLRO for the Group. The selected individual will be responsible for:
  • Ensuring that the company is compliant at all times with applicable investment laws and regulations
  • Liaising with MFSA where necessary.
  • Participation in the development and implementation of new company policies and procedures from a compliance perspective.
  • Actively participating as compliance officer on funds.
 
You should:
  • Possess a Finance / Legal related University degree or a qualification in compliance
  • Applicants should have a minimum of 2 years experience with priority given to candidates with direct experience at a financial institution.
  • The ideal candidate will have proficiency interpreting consumer compliance laws/regulations, investment regulatory requirements related to a full range of financial services.
  • Have excellent communication skills and be able to work in a dynamic environment
 
The company is offering the successful applicant a highly attractive remuneration package commensurate with the applicant’s experience, an environment geared towards performance, attractive career opportunities and an open corporate culture that values and rewards the contribution of every individual.
 
To apply kindly forward your CV in a word format to Damien Azzopardi on [email protected] or call on +356 27 204 518 for further information.
 
 

Country: Malta
Region: Any Region
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